Compliance Framework Overview

XMax is a Nasdaq-listed company, conducting all operations under the regulatory framework of the U.S. Securities and Exchange Commission (SEC). We are also subject to multi-layered oversight by FINRA, self-regulatory organizations, licensed broker-dealers, as well as leading international law and audit firms—ensuring our platform operates securely, transparently, and in full compliance with the law.

Network of Partner Institutions

We collaborate with the world's most reputable legal and financial institutions to safeguard the security and lawful ownership of our investors' assets.

FisherBroyles, LLP
Legal Advisors
Enrome LLP
Auditors
ICR Inc.
Investor Relations (IR) Firm
FisherBroyles, LLP
FisherBroyles, LLP is the world’s first "distributed" law firm to be ranked in the Am Law 200. The firm has fundamentally disrupted the traditional "Big Law" model by operating without physical offices, leveraging a sophisticated cloud-based infrastructure to facilitate global collaboration. Its core competitive advantage lies in its exclusive recruitment of veteran partners with extensive "Big Law" experience, providing clients with direct access to senior expertise in corporate finance, intellectual property, and litigation. By eliminating traditional overhead, FisherBroyles delivers high-efficiency, high-value legal solutions at a significantly lower cost basis.
Enrome LLP
Enrome LLP is a premier professional services firm specializing in cross-border investment and regulatory compliance advisory. The firm’s core mission is to bridge the gap between global capital and innovative technologies, drawing on deep practical expertise in managing complex legal and financial structures, including private equity, venture capital, and cross-border M&A across American, European, and Asian markets. Distinguished by its agile, partner-led management style, Enrome serves as a key strategic advisor to high-growth enterprises and top-tier investment institutions navigating international expansion.
ICR Inc.
Established in 1998, ICR partners with public and private companies to execute strategic communications and advisory programs, and manage complex transactions and corporate events to enhance long-term enterprise value and corporate reputation. The firm’s highly-differentiated service model, which pairs capital markets veterans with senior communications professionals, brings deep sector knowledge and relationships to hundreds of clients across more than 20 industry groups. With more than 400 team members, ICR is one of the largest and most experienced independent communications and advisory firms, maintaining offices in New York, Connecticut, Boston, Baltimore, San Jose, London, and Beijing.Email: XmaxIR@icrinc.com